Recent Trends in Venture-Backed IPOs

Based on recent reports, only 42 venture-backed companies went public in the United States in 2016 – including eight incorporated outside the United States – making it the most challenging year by number of IPOs and by aggregate offering amount raised since the 2009...

June is the month for Reg A+

Zero-emissions technology provider Adomani Inc. listed on June 15th on the NASDAQ after it raised $9.2 million through a Reg A+ offering. Adomani represents only the second such issuer to list its shares on a major exchange since Reg A+ rules went into effect in 2015,...

Regulation A+ Stats: What Do We Know So Far?

On December 31, 2016, the SEC released its report on Regulation A activity.  The report contained some interesting metrics.  Thanks to Scott Purcell, CEO of FundAmerica, for some of these eye-opening bullets.  In approx 16 months since the Reg A became effective, as...

Chairman White Leaving the SEC

With the election of president elect Trump, changes to the administration were bound, and expected, to take place – and the dominoes are beginning to fall. Today, U.S. Securities and Exchange Commission Chair Mary Jo White announced that she plans to step...